Canadian Securities Course (CSC) Practice Exam 2026 - Free CSC Practice Questions and Study Guide

Question: 1 / 400

What entities are subject to oversight by OSFI?

Brokerages

Insurance companies and segregated funds

Insurance companies and segregated funds are subject to oversight by OSFI. This is because OSFI's role is to regulate and supervise federally regulated financial institutions, including banks, insurance companies, and trust and loan companies. Brokerages, stock exchanges, and credit unions fall under the jurisdiction of other regulatory bodies. For example, brokerages are regulated by securities commissions, and credit unions are governed by provincial credit union associations. Therefore, they are not subject to OSFI's oversight.

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Stock exchanges

Credit unions

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